List of securities which fulfilled the market surveillance criteria
Level 1 : Cash Balance
Security Symbol Start date End date
BETTER WORLD GREEN PUBLIC COMPANY LIMITED BWG 13-December-2021 21-January-2022
CHO THAVEE PUBLIC COMPANY LIMITED CHO 13-December-2021 21-January-2022
HEALTHLEAD PUBLIC COMPANY LIMITED HL 13-December-2021 21-January-2022
JAS ASSET PUBLIC COMPANY LIMITED J 13-December-2021 30-December-2021
Warrant of JAS ASSET PUBLIC COMPANY LIMITED No. 1 J-W1 13-December-2021 30-December-2021
SAAM DEVELOPMENT PUBLIC COMPANY LIMITED SAAM 13-December-2021 21-January-2022
Warrant of SAAM DEVELOPMENT PUBLIC COMPANY LIMITED No. 1 SAAM-W1 13-December-2021 21-January-2022
Warrant of SAAM DEVELOPMENT PUBLIC COMPANY LIMITED No. 2 SAAM-W2 13-December-2021 21-January-2022
Extended Period
KINGSMEN C.M.T.I. PUBLIC COMPANY LIMITED K 13-December-2021 30-December-2021
Warrant of KINGSMEN C.M.T.I. PUBLIC COMPANY LIMITED No. 1 K-W1 13-December-2021 30-December-2021
Level 2 : Excluded from credit limit and Cash Balance
Security Symbol Start date End date
- - - -
Extended Period
- - - -
Level 3 : Prohibit Net settlement, Excluded from credit limit and Cash Balance
Security Symbol Start date End date
AJ ADVANCE TECHNOLOGY PUBLIC COMPANY LIMITED AJA 13-December-2021 21-January-2022
Warrant of AJ ADVANCE TECHNOLOGY PUBLIC COMPANY LIMITED No. 3 AJA-W3 13-December-2021 21-January-2022
Extended Period
CMO PUBLIC COMPANY LIMITED CMO 13-December-2021 30-December-2021
Remark:
1. Cash balance means each member must ensure that its customers pay the full amount in cash prior to trading.
2. Excluded from credit limit means the member must not use the security as collateral in the calculation of the customer's credit line in all types of account.
3. Prohibit Net Settlement means the member must not offset the trading value of buy amount and sell amount of a certain security on a given day. (The amount received from sale of the particular
security will be credited back on the following day.)
Please note that the main factors used as criteria for the restricted securities above are the turnover ratio, the trading value and the price not corresponding with the fundamental factors such as
P/E ratio, etc.
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